Jobs and Careers at LPL Financial
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About LPL Financial
LPL Financial is the nation’s largest independent broker-dealer*, a top RIA custodian, and a leading independent consultant to retirement plans. But, more than that, our organization is known for our strength and stability, a great reputation in the industry, an exceptional compliance record, and excellent customer service. All these attributes have translated into vibrant growth.
To really understand who we are, it’s important to know what we believe: that objective financial guidance is a fundamental need for everyone. That’s how we enable our customers to focus on what they do best—create the personal, long-term client relationships that are the foundations for turning life’s aspirations into financial realities. With the support of LPL, thousands of financial professionals manage billions of dollars, enabling their clients to fulfill their dreams.
Because our company is not too big and not too small, you’ll have the opportunity to make a genuine impact on our organization. You will also play a key role in our continuing growth, as you expand your knowledge and skills.
To learn more about our organization visit our About LPL page.
* As reported by Financial Planning magazine, June 1996-2017, based on total revenue.
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Latest Job Openings
- EVP, Chief Compliance Officer The EVP, Chief Compliance Officer will be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer within LPL’s Compli
- Ops Specialist The Cash Control Sr. Specialist will be responsible for monitoring Cash Control processes for both quality and risk. The individual will review check
- Mgr, Operations Responsibilities: The Cash Control Manager is responsible for managing Ops Specialists, Senor Ops Specialists, Analysts, and the Team Lead position i