Skip Navigation Skip to Search Results Skip to Search Filters
The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (COVID-19), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at LPL Financial.As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our recruiters will explain what type of interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions that you have. You can also email us at LPLFinancialHiring@lpl.com.
Search LPL Jobs

Search LPL Jobs

View All Current Opportunities at LPL Financial

Compliance

When you opt for a career in Risk Management and Compliance at LPL Financial, you will be making a contribution that is vital to the success, stability, and future of our organization. Our crucial functions are to identify, assess, analyze, and control risk that affects every aspect of our business. This includes ensuring compliance with all internal and external standards and regulations. Members of our team have a broad range of responsibilities including:

  • Advisory Review
  • Advisory Compliance
  • Education and Communications
  • Financial Intelligence Unit
  • Supervision
  • Privacy and Security
  • Surveillance

Compliance Jobs at LPL Financial

Filtered by:

Learn About LPL:

Sign Up for LPL's Talent Community

If you’d like to receive recruiter outreach, news and information from LPL Financial, as well as details on current opportunities that match your preferences and interests, please sign up below.

Area(s) of InterestSelect a job category from the list of options. Search for a location and select one from the list of suggestions. Finally, click “Add” to create your job alert.