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Financial Advisor/Planner

Job ID 4997BR Date posted 07/21/2016
One of our LPL offices in Albany, NY is seeking a Financial Planner/Registered Associate to assist in all areas of client and firm support

Our Financial Advisor/Planner position requires a bright, hard working, goal-oriented, self-motivated,
passionate, personable, and professional individual.

Position Overview

This is a professional position that will assist our Principal in the creation of complex and comprehensive financial projections for high net worth clientele. This position will be involved in the entire client engagement . This person must have the ability to utilize critical thinking skills, work independently and anticipate firm needs and client questions. Additionally, this is not a sales position and generating new business is not a requirement for this position.

Initial Key Areas of Responsibilities:
  • Collect, organize, and synthesize personal and financial client information
  • Preparation of all client reports including net worth statements, and investment analysis
  • Interfacing with clients and maintaining relationships by assisting clients with all their day to day inquiries.
  • Construct financial and tax projections using Morningstar
  • Complete client and firm paperwork for new accounts, monitor transfers, and cost basis reconciliation.
  • Assist Principal with monitoring of client portfolios, execute trade orders, monitor cash flow needs and assisting with investment research as needed.
  • Participate in client meetings and support Senior Planner in capturing client wishes via meeting notes   and  delivering planning strategies
  • Be available to field ad hoc planning questions from clients
  • 1:1 Client Reviews
  • Economic Research
Key Qualifications:
  • 3-5 years of experience in the financial planning/investment advisory industry.
  • Series 7 licenses REQUIRED
  • Strong financial and analytical skills
  • Strong persuasive and interpersonal skills
  • Ability to identify, meet and follow through with client needs and requirements
  • Must be a self-starter, problem solver and a goal-oriented team player
  • Able to adjust to frequently shifting goals, projects, and priorities
  • Organized, with a strong attention to detail
  • Able to perform multiple tasks efficiently
  • Knowledge of Microsoft Office suite including Excel, Word & Outlook
  • Experience with ACT or similar CRM software
  • Financial planning designations such as CFP, CLU/CHFC a plus.

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