Sr Trust SpecialistApply Job ID: R-006048 Date posted: 02/28/2019 Primary Location OH-Cleveland
Associate Trust Officer/Risk Reviewer will manage the process for preparing 60 day investment reviews for all new personal trust accounts; identify and mitigate the fiduciary risk identified; and work closely with the Relationship Manager, Associate Officer as well as the assigned trust officer as necessary. In addition, this individual will assist in managing the fiduciary risk, oversee and conduct administrative and Reg-9 reviews for all personal trust accounts. Further, this position will prepare and review all ILIT reviews. Further, incumbent will be responsible for the onboarding process.
About LPL Financial:
LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego.
If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees.
We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.
Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE
*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.