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Assistant Vice President - NOC Support Engineer

Location: Fort Mill, South Carolina; Austin, Texas

Job ID: R-026297



LPL is an entrepreneurial, transformative financial services company, driving growth and exciting possibilities for our clients, their customers, and our own people. This is where you can dream up new ideas for financial services, deliver solutions on modern platforms, and leverage digital-first technologies – all as we become a cloud-based technology organization. Join us and discover everything you can touch with the nation’s largest independent broker-dealer firm and a Fortune 500 company.

  • Full Time
  • Level: Mid

Success Profile

What makes a good Tech Professional at LPL Financial? Check out the traits we’re looking for to see if you have the right mix.

  • Communicator
  • Proactive
  • Self-starter
  • Collaborative
  • Curious
  • Team player

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Distinguished Architect

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Our Culture

Collaborative. Welcoming. Entrepreneurial. Mission-driven.

We’ve created an amazing environment at LPL, but we’re not done yet. Join us on an exciting transformation as we embrace our inner-fintech and define the future of wealth management technology.

Learn more
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  • Maternity & Paternity Leave

  • 401(k) & ESPP

  • Professional Development

  • Flexibility

  • Health & Wellness Programs

  • Agile Environment and Collaboration

Job Description



Job ID R-026297 Date posted 10/24/2022

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you!

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

Job Overview:

LPL is looking for an AVP - NOC Support Engineer to join our Technology team. The ideal candidate for this role is an exceptional hands on leader with strong coaching, mentorship and career development skills.


  • Lead and mentor the Operations Monitoring team creating a culture that fosters engagement, passion, diversity, and enthusiasm for LPL's vision, mission, and values.

  • Participate in the development of LPL's Technology Operations strategy as it relates to operations intake, Monitoring, infrastructure, and day-to-day operations; Implement and operationalize the strategy.

  • Manage the design, documentation, security, implementation, and daily operations of reliable, secure, optimized, efficient, and scalable monitoring systems that support the delivery of exceptional Advisor and Employee experiences.  

  • Develop, document, and implement procedures and schedules for maintaining staff and resources supporting the Operations tools.

  • Contribute in managing production technology incidents to resolution, ensuring timely engagement, escalation, and effective communication to business, technology, and vendor partner.

  • Work with the Vice President of NOC Operations to identify new monitoring technologies necessary to support a modern, high-touch business strategy and develops recommendations and business/technology cases where necessary for presentation to senior management.

  • Assistance with developing, implementing, maintaining, and management of LPL's Operational Intake - with the end goal of ensuring that LPL is able to identify and execute on end-to-end monitoring,  detect problems , identify root cause, and respond/ recover from alerts and incidents.

  • Develop, implement, maintain, and oversee enforcement of policies, procedures, catalog request items, and associated plans for monitoring administration and user system access based on industry-standard best practices.

  • Provide LPL Technology with monitoring support services for applications, infrastructure, cloud (multi-tenant and hybrid) and hardware.

  • Conduct research on emerging cloud technologies in support of infrastructure development efforts, and recommend technologies that will increase cost effectiveness and infrastructure flexibility.

  • Remain informed on trends and issues in the IT industry, including current and emerging technologies and prices; advise, counsel, and educate executive and management teams on their relative importance and functional impact.

  • This position is required to work weekends and nights as necessary to ensure network availability and to support after regular business hours deployments of new systems, patches, fixes, and/or other infrastructure enhancements.

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.


  • 10+ years' experience managing and directing an IT Operation with infrastructure planning and development

  • Advanced knowledge of systems design methodologies & development, including core infrastructure and enterprise-wide applications, as well as online applications, web-based systems, voice and data communications technologies, application frameworks & methodologies, AGILE development, open architecture systems, common programming languages, open-source software, business intelligence, and data analytics

  • Strong knowledge of Cloud Computing technologies (AWS Lambda, FarGate, Glue, EC2, etc) and how to monitor them effectively

  • Cross-platform knowledge and professional certifications in Cloud, Windows Server, Linux/AIX, Networking, Virtualization, Database, and Storage Platforms

  • Rich experience in metrics and observability and logging tools, such as SolarWinds/ELK/Grafana, experience in debugging system/processes/applications, experience with ITOM integrations/single pane of glass, such as ServiceNow, and keen troubleshooting instincts

Core Competencies:

  • Proven analytical, strategic, conceptual thinking, and impeccable execution skills.

  • Proven ability to effectively utilize analytical techniques designed to reduce frequency, duration, and impact of common business disruptions particularly as they relate to customer operations, electronic services and telecommunications

  • Strong verbal and written communication skills including the ability to explain technical concepts and technologies to Technical Leaders and Senior Executives

  • Strong leadership, inter-personal, and collaboration skills

  • Proven ability to increase employee engagement, build, retain and manage a highly-skilled and motivated team

  • In-depth knowledge of IT practices/trends in the financial services industry and operating policies

  • Strong project management skills and a track record of successfully managing change, process improvement, and operational performance

  • Ability to collaborate, build relationships, and influence individuals at all levels within the organization

  • Strong problem-solving and trouble-shooting skills including the ability to identify and evaluate technical risk and opportunities

  • Able to work under pressure of time deadlines, be flexible, and able to shift resources and priorities as required

  • A continuous learner who has a thirst for keeping abreast of new and emerging technologies


  • Advanced knowledge troubleshooting and monitoring using Dynatrace and other related APM Tools. Dynatrace associate or Professional certification a plus

  • Experience with AIOps platforms, such as Big Panda, MoogSoft, ServiceNow, Elastic

  • Experience with middleware/data service layers, such as F5, Tibco, Kafka, Datapower, MuleSoft, caching technologies, MapR, authentication such as Forgerock, Robotic Process Automation such as Workfusion


Why LPL? 

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

Want to hear from our employees on what it’s like to work at LPL?  Watch this!

We take social responsibility seriously. Learn more here

Want to see info on our benefits?  Learn more here

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.


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