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IS - Wealth Management Consultant

Job ID: R-008011 Date posted: 11/06/2019 Primary Location CA-San Diego Other Locations SC-Fort Mill

The primary purpose of the IS - Wealth Management Consultant role is to manage a “virtual” territory of LPL advisors to drive growth and profitability across multiple business lines (both advisory and brokerage). The IS-WMC is an advisor’s single point of contact for all sales and marketing efforts and a subject matter expert on the features and benefits of LPL’s various advisory platforms as well as investment products such as insurance, annuities, mutual funds, and alternative investments. The IS-WMC is also a source of holistic financial planning expertise and guidance for advisors to better serve the needs of their clients’ retirement and other financial goals.

Essential Functions:

Client Case Consultations - Provides subject matter expert consulting with financial advisors on new sales opportunities. This involves performing a detailed needs analysis that starts through a discover process of the prospect through analyzing existing account statements and performance reports, determining appropriate risk tolerance, identifying estate/trust planning needs and understanding short and long term goals for assets. Once a comprehensive needs analysis is completed, the IS-WMC provides options for consideration relative to asset allocations and/or manager selections as well as product solutions including managed accounts and alternative investments. These selections are all highly customizable and require critical thinking to help the advisor identify appropriate solutions. If necessary, other departments may be consulted including research, Private Trust Company, Financial Planning, etc. A baseline knowledge of these other areas is also essential for the IS-WMC.

Advisory Platform & Investment Product Training & Education - Consults with financial advisors about all aspects of the six LPL advisory platforms including positioning from a practice management perspective, economics, features and functionality of all six platforms, and ultimately provide portfolio considerations for advisors' prospects. Must possess the ability to articulate market and economic impacts as well as technical investment characteristics of portfolios and underlying securities. Consults on advisory platform technology including portfolio analytic tools, investor presentation and portfolio builder tools and Clientworks management/trading tools. In addition to the advisory platform solutions, the IS-WMC is also seen as a subject matter expert on investment products such as Insurance, Annuities, Alternative Investments, and 529s. The IS-WMC is also required to have a solid foundational understanding of various Financial Planning concepts such as estate and trust planning, tax-related client needs and concerns, and other concepts. The IS-WMC will also be expected to be able to discuss Advisor University and other training opportunities and help Advisors to determine how to best leverage those resources to grow their businesses.

Technology Training & Proposal Generation - Consult on product technology including portfolio analytic tools, Advisory World and Clientworks management/trading tools. Provides SME content and recommendations for training. Participates in proposal campaigns which includes leading webinars on BAR reports helping advisors identify prospects for advisory platforms, creating the proposal and helping the advisor understand the positioning.

Other Job Duties:

  • Use questioning techniques to diagnose advisor and client needs and provide appropriate options for consideration.
  • Provides financial advisors with analyses of existing prospect portfolios.
  • Works cooperatively across Advisory & Product Consulting to facilitate cross referrals.
  • Works cooperatively with other LPL departments to facilitate cross referrals.
  • Maintains current knowledge and understanding of LPL Research models and updates, industry trends, etc.


  • Bachelor's degree in Financial Services or a related field required
  • FINRA Series 7 and 63/65 or 66 required
  • Certified Financial Planner (CFP) or similar designation(s) strongly preferred
  • 7+ years of financial services, sales and/or consultation experience required
  • Very strong knowledge of advisory/fee-based platforms, insurance, annuities, and other products
  • Superior communication skills, both verbal and written
  • Polished presentation skills, both live and via virtual webinar, are critical
  • Ability to interact with sophisticated clients and advisors
  • Creative problem-solving, effective decision making, ability to diffuse tense situations
  • Ability to multi-task, including strong follow-up skills and solo territory management
  • Upbeat and optimistic attitude, energetic, and strong passion to drive sales
  • MS Office proficiency required

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego.

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees. 

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.  

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE

*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

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