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Lead Ops Specialist

Job ID: R-005163 Date posted: 11/28/2018 Primary Location SC-Fort Mill

The Lead Ops Specialist in Cash Management Production will be located in Charlotte and help oversee the production side of the department. The position would include, but is not limited to, incoming/outgoing check/wire/ach/journal activity, check writing, bank and reconciliation oversite. Staff management in Charlotte, San Diego and offshore.

Primary Responsibilities:

·Responsible for coordinating and supervising department workflow and handling escalated issues for both retirement and Non-retirement accounts.

·Daily review of client accounts and external request for high dollar wires, checks, journals, and ACH transactions. Identifying risk and assuring audit controls.

·Daily monitoring and training of offshore and onshore staff to assure adherence to procedures and SLA's.

·Working closely with all team members to ensure they are meeting designated goals

·Cross train between the Cash Management production teams to assist with high volume peaks


Must be series 99 or 7 licensed, or able to obtain within 60 days of employment.

Brokerage and or banking experience is required.

We offer a competitive salary and benefits package. Please login or create an account to apply to this position. Principals only. EOE

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego.

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees. 

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.  

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE

*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

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  • Service and Operations, Fort Mill, South Carolina, United StatesRemove