Skip to main content
Search Jobs

Growth. Innovation. Stability. Connect with a great future.

Ops Specialist

Apply Now
Job ID R-025613 Date posted 09/22/2022 Primary Location SC-Fort Mill

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you!

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

Job Overview:

The Operations Specialist in Money Desk Disbursements is part of a department that receives and conducts a series of quality assurance and threshold reviews to verify outgoing money movement is in good order. While much of this role involves operational process, it also includes regular contact with internal and external clients.

Responsibilities:

  • Reviewing and processing checks, ACHs and wires within Cashiering platforms
  • Cash Management document review such as ACH forms, voided checks, Corporate Resolutions, Trust Agreements, Trust Certifications
  • Processing and reviewing items that are not in good order and notifying Advisors in order to resolve
  • Assisting other business partners with processing outgoing disbursements in addition to researching and resolving escalations
  • Overseeing Cash Management Production mailboxes to ensure timely completion/resolution

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements:

  • One to two years general brokerage industry knowledge and previous customer service experience
  • One or more years of experience with Microsoft Office

Core Competencies:

  • Strong customer focus and extremely organized
  • Excellent verbal and written skills
  • Excellent time-management skills
  • Attention to detail
  • Ability to problem solve, articulate requirements and escalate when necessary
  • Solid understanding risks of the financial services industry
  • Ability to work in an agile environment and multi-task in a fast-paced deadline-driven environment
  • Ability to collaborate across departments
  • Ability to adapt to change

Preferences:

  • Experience with SharePoint
  • Understanding of BETA (mainframe), Documentum, and/or Dynamics

Why LPL? 

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

Want to hear from our employees on what it’s like to work at LPL?  Watch this!

We take social responsibility seriously. Learn more here

Want to see info on our benefits?  Learn more here

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.

Apply Now
Video Called We are LPL

Here from our
employees on what it's like to work at lpl?

Learn More

We take social responsibility seriously.

Learn More

Want to see info on our benefits?

Learn More

Sign Up for LPL's Talent Community

Let’s stay connected! By joining the LPL Talent Community, you will automatically receive a notification any time a job opens that matches your individual preferences so that you can be the first to apply. You will also receive other content, news, and information that matches your interests and career aspirations. Don’t worry, LPL will not inundate you with emails and you can unsubscribe at any time.

Interested InSearch for a category and select one from the list of suggestions. Search for a location and select one from the list of suggestions. Finally, click “Add” to create your job alert.

  • Service and Operations, Fort Mill, South Carolina, United StatesRemove

By submitting your information, you acknowledge that you have read our privacy policy and consent to receive email communication from LPL Financial.