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The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (COVID-19), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at LPL Financial.As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our recruiters will explain what type of interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions that you have. You can also email us at LPLFinancialHiring@lplfinancial.com.
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Sr. HR Generalist

Job ID: R-024018 Date posted: 06/17/2022 Primary Location SC-Fort Mill Other Locations CA-Remote , CA-San Diego

Are you a team player with a growth mindset? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you!

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.


Job Overview:

This individual will play a key role in supporting the employee experience for the growing employee advisor channel by providing elevated HR generalist support to the business management team and the organization’s employees.  This individual will support our W-2 properties including Linsco practices and Allen & Co. and the broader Business Development organization.  The successful candidate will have an understanding of Human Resources across various disciplines and will operate with a sense of urgency to meet advisor and support staff expectations.

Responsibilities:

  • Lead the development and implementation of comprehensive HR programs that support manager effectiveness, employee career development, Diversity, Equity & Inclusion initiatives and engagement activities across various business lines

  • Provide direct support to the employees or business leaders in the employee advisor channel in creative problem solving and navigating Human Capital questions related to topics including Benefits, LPL Resources, enterprise activities and resources

  • Actively manage performance escalations and follow-up with managers and AVPs to ensure consistent oversight and appropriate documentation

  • Partnering with Human Capital center of excellence partners to help facilitate the HR onboarding experience for new employee advisors and their support staff, ensuring all paperwork and tasks are completed in a timely manner and communicating to managers, new employees and business partners throughout the process

  • Actively manage performance escalations and follow-up with managers and AVPs to ensure consistent oversight and appropriate documentation

  • Identify, prepare and conduct training as needed

  • Prepare and maintain materials to support initiatives with the client

  • Develop methods and procedures for compiling and analyzing data for reports and special projects, working closely with the HC Workforce Analytics team and HR Consultants

Qualifications:

  • 5+ years of professional level experience in Human Resources

  • Experience working within the financial services industry and working with exempt and non-exempt populations preferred

  • Ability to partner effectively with Human Capital groups including employee relations, talent acquisition, learning & development, payroll and HR Systems as well as cross-functional partners including compliance, legal and sales recruiting

Core Competencies:

  • Must be extremely organized, self-motivated, and capable of working in a rapidly changing environment

  • Professional demeanor and the ability to maintain confidentiality at all times related to advisor and employee matters

  • Successful candidates will have a strong orientation around customer service, an advisor experience focus and strong verbal/written communication skills and high attention to detail

  • Ability to multi-task, work on multiple priorities, work independently and as a team in an ambiguous and dynamic environment

  • Comfortable navigating and leveraging systems and tools such as Workday, Salesforce, Smartsheets and Excel

Why LPL? 

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

Want to hear from our employees on what it’s like to work at LPL?  Watch this!

We take social responsibility seriously. Learn more here

Want to see info on our benefits?  Learn more here

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.

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