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VP, Regional Director, Advisor Recruiting (Remote-NYC, Long Island)

Job ID: R-003186 Date posted: 06/04/2018 Primary Location NY-Remote Other Locations NJ-Remote

Territory – New York City, Long Island

The role of the VP, Regional Director is to represent the LPL platform of services to the entire broker-dealer community. The ultimate goal of all Regional Directors is to recruit new producers/brokers into the firm.  On average, a Regional Director will be expected to recruit about 20 reps in the first year and between 40 and 50 in their second year with the firm.

Extensive phone work is instrumental for the success of a Regional Director, therefore the ability to effectively articulate over the telephone is of critical importance. Travel time will depend a great deal on the individual situation and will vary based on the recruit, but anticipated travel should be 50% of the time (minimal overnight trips if the candidate resides in the region). The team will appraise and select those registered reps that meet LPL’s requirements/standards.  These recruits will be brought into one of the home offices for a walk through of the headquarters to convince those individuals to select LPL as their broker-dealer.

LPL has had success recruiting high quality wirehouse advisors, independent reps, insurance producers and bank reps. A number of independent broker dealers have been inspired by the tremendous growth that LPL has achieved as a direct result of their expansive recruiting initiatives nationally.  In fact, many firms are now mirroring this same model of regional representation of recruiters.

Qualifications:

This is a position that requires a specific skill set rather than an “exact science” resume. The appropriate candidate could come from several backgrounds, such as;

  • Existing broker-dealer Recruiter
  • Wirehouse Financial Advisor
  • External Wholesaler

Other requirements/preferences:

  • Strong understanding and passion for the financial industry and financial planning process overall
  • Effective prospecting skills
  • Enthusiastic, polished professional demeanor
  • Superior communication skills
  • Superior relationship building skills
  • Bachelor's degree in a related field preferred
  • Series 7, 63/65 or 66
  • Series 24 preferred
  • We are looking for a Regional Director located in NYC/Long Island and prefer candidates who have managed external/field sales in the surrounding territory

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego.

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees. 

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.  

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE

*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

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