Are you solution-oriented and passionate about delivering results? Do you like thinking outside the box, learning new skills and problem solving?
Excited to learn more? If so, then this could be the role for you!
LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.
The Associate Operations Specialist will provide critical operational support for LPL Financials' Centrally Managed Platforms, including Model Wealth Portfolios (MWP), LPL Financials' fastest growing advisory platform. The role will involve ensuring that advisor-driven requests, including requests for withdrawals and model changes, are in good order and communicated to the Overlay Manager in an accurate and timely manner.
The candidate will also assume responsibility for inquiry resolution which will entail research and coordination with various operations departments. Other responsibilities may include ensuring new accounts meet funding requirements and acting as a liaison between the Service Center and the team. The ideal candidate will be detail-oriented and able to flourish in a fast-paced setting under pressure. A strong commitment to delivering extraordinary service is a must.
What are we looking for?
We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.
• 1+ year of Operations experience in the financial services or government entity
• Excellent customer service skills
• Strong written and verbal communication skills
• Strong problem solving and analytical skills
• Collaborates well with others
• Keen attention to detail
• Ability to perform under pressure to meet deadlines
• Bachelor's degree or equivalent preferred
The salary range is dependent on a number of factors, including the applicant’s skill, experience, and work location.
At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.
We are one team on one mission. We take care of our advisors, so they can take care of their clients.
Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.
Want to hear from our employees on what it’s like to work at LPL? Watch this!
We take social responsibility seriously. Learn more here
Want to see info on our benefits? Learn more here
Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.