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The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (COVID-19), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at LPL Financial.As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our recruiters will explain what type of interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions that you have. You can also email us at LPLFinancialHiring@lplfinancial.com.
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Lead Ops Specialist

Job ID: R-019443 Date posted: 11/22/2021 Primary Location CA-San Diego

The Lead Ops Specialist in Cash Management will helps oversee various cash management tasks. The position would include, but is not limited to, the review and oversight of incoming and outgoing check, wire, ach, and journal activity. Additionally, this individual will be responsible for supporting various staff management functions between the Fort Mill and San Diego locations.

Primary Responsibilities:

·Responsible for coordinating and supervising department workflow and handling escalated issues for both retirement and Non-retirement accounts.

·Daily review of client accounts and external request for high dollar wires, checks, journals, and ACH transactions. Identifying risk and assuring audit controls.

·Daily monitoring and training of offshore and onshore staff to assure adherence to procedures and SLA's.

·Working closely with all team members to ensure they are meeting designated goals

·Directly supporting management for department and organizational level initiatives

·Work weeks can exceed the standard 40 hours on occasion

Qualifications:

Must hold Series 99 or 7 license or able to obtain within 90 days of employment.

Experience leading staff preferred

3+ Years of operations experience at a broker-dealer preferred

Why LPL? 

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

Want to hear from our employees on what it’s like to work at LPL?  Watch this!

We take social responsibility seriously. Learn more here

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Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.

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  • Service and Operations, San Diego, California, United StatesRemove