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Lead Ops Specialist

Job ID: R-003816 Date posted: 07/19/2018 Primary Location CA-San Diego
Job Description

The Lead Ops Specialist in Cash Management will be located in San Diego, CA and helps oversee various cash management tasks. The position would include, but is not limited to, the review and oversight of incoming and outgoing check, wire, ach, and journal activity. Additionally, this individual will be responsible for supporting various staff management functions between the Fort Mill and San Diego locations.

Primary Responsibilities:

  • Responsible for coordinating and supervising department workflow and handling escalated issues for both retirement and Non-retirement accounts.
  • Daily review of client accounts and external request for high dollar wires, checks, journals, and ACH transactions. Identifying risk and assuring audit controls.
  • Daily monitoring and training of offshore and onshore staff to assure adherence to procedures and SLA's.
  • Working closely with all team members to ensure they are meeting designated goals
  • Directly supporting management for department and organizational level initiatives
  • Work weeks can exceed the standard 40 hours on occasion


Must hold Series 99 or 7 license or able to obtain within 90 days of employment.

Experience leading staff preferred

3+ Years of operations experience at a broker-dealer preferred

We offer a competitive salary and benefits package. Please login or create an account to apply to this position. Principals only. EOE

About LPL Financial:

LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego.

Our Culture:

If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees. 

We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships.  

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE

*As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

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  • Service and Operations, San Diego, California, United StatesRemove