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Senior Analyst, Finance Credit Risk and Loan Servicing

Job ID: R-015961 Date posted: 06/29/2021 Primary Location CA-San Diego Other Locations SC-Fort Mill

LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA.  We support over 18,000 financial professionals—including over 14,000 independent advisors, more than 700 financial institutions, and over 4,000 institutional clearing and technology subscribers. We enable advisors to focus on their clients by reducing the complexity of running their practice and we support their business by offering enabling technology, comprehensive clearing and compliance services, practice management programs and training, and independent research. At LPL, we take care of our advisors, so they can take care of their clients. And Technology is at the center of our mission.

Job Overview

LPL Financial is seeking a strong applicant to join our Capital Management department on our Credit Risk and Loan Servicing team.  As a Sr. Financial Analyst, you will help our executive management team make informed decisions related to advisor lending as well as drive and maintain efficient day to day operations. The ideal candidate for this role has a combination of strong business acumen, technical knowledge to develop and deliver tools enabling informed decision making to drive continuous strategic growth.

The Capital Management group plays an instrumental role in the analysis and reporting of LPL’s financial information and collaborating with the other business units providing overall financial and capital deployment support. The Credit Risk and Loan Servicing Team is responsible for setting credit risk guidelines, implementing business systems, processes and controls to ensure the company is protected against credit and counterparty risks, as well as ensuring loan customers are supported through strategic systems, processes and personnel from initial loan documentation to final loan payoff.


·Creating reporting and analysis to drive business decisions on capital deployment opportunities

·Analyze credit risk exposures and implement processes and procedures to minimize adverse impacts

·Leverage technology to automate manual work and simplify processes where feasible to create a highly scalable, flexible, and efficient infrastructure

·Working with VP and SVP to maintain efficient processes

·Producing metrics to illustrate business unit’s accuracy, efficiency, and timeliness

·Maintain and enhance internal controls, supporting Internal Audit and Compliance quarterly/annual controls testing

·Ad-hoc analysis and additional responsibilities as required

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.


·BA/BS degree in Finance, Business, or Economics (or a related discipline) is required.

·3 - 7 years corporate finance,  commercial or consumer lending, investment banking, or corporate development experience preferred

·MS Excel and PowerPoint advanced skills

·In depth knowledge of financial reporting processes

·Experience preparing financial analyses

·Effective communication, presentation and writing skills

·Experience with enterprise systems, tableau dashboards and reporting tools is a plus.

·Experience with CRM tools such as Salesforce is a plus

·Detail oriented with insight to determine applicability of big picture analysis

·Ability to work within a team, take the initiative and show strong attention to detail is critical

·Proactive problem solver, expected to present problems and recommendations simultaneously

Why LPL? 

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

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Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.

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