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The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (COVID-19), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at LPL Financial.As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our recruiters will explain what type of interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions that you have. You can also email us at LPLFinancialHiring@lplfinancial.com.
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VP Finance Capital Solutions

Job ID: R-024744 Date posted: 08/04/2022 Primary Location CA-San Diego Other Locations SC-Fort Mill , KS-Overland Park

Do you pride yourself on being a critical thinker with an entrepreneurial mindset?

Do you have a professional background in finance, lending, and credit risk?

Are you excited to collaborate with internal business partners to build solutions and execute strategy?

If so, this Capital Solutions role could be for you!

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

Job Overview:

This role will be a part of LPL Finance Division, which provides LPL’s advisors capital to support acquisitions and growth initiatives.

The Capital Solutions, VP will support and lead our lending operations and credit risk teams. The ideal candidate for this role has a combination of strong underwriting and credit risk background, technical and analytical skills, communication skills, and strategic thinking.

Responsibilities:

Underwriting Operations

  • Help plan, develop, and execute LPL’s repayable capital strategy

  • Manage team of underwriters to originate and evaluate loan applications

  • Handle escalations and collaborate on solutions to balance opportunity and risk

Credit Risk Management

  • Manage ~$1B loan portfolio based on standard credit risk principles and governance requirements 

  • Build portfolio credit models and dashboards to measure KRI’s and monitor performance

  • Manage team of analysts in charge of supporting the credit risk program

Manage Projects

  • Work with technology to digitize and improve processes and user experiences

  • Help manage strategic projects to improve and expand our lending capabilities

  • Assist on projects to automate processes and improve operations

  • Work closely with internal LPL departments on different projects and initiatives

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements:

  • Bachelor's degree in business, finance or related-field

  • 7-10 years of experience in small business lending, underwriting, and credit risk

Core Competencies:

  • Background managing large teams to execute daily operations and process improvements

  • Experience with overseeing credit risk functions, building credit models, and managing loan portfolios

  • Ability to perform in a fast paced, high volume, dynamic environment with minimal oversight

  • Experience analyzing, interpreting, and presenting financial data   

Preferences:

  • Strong knowledge of corporate finance and business concepts

  • Background managing operational and tech projects; as PM, business owner, or SME

  • Experience with reporting/analytics tools: Tableau, Alteryx, SQL, R, Salesforce, Excel Macros

  • Demonstrated knowledge of LPL platform, products and services

Why LPL?

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees. We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

Want to hear from our employees on what it’s like to work at LPL?  Watch this!

We take social responsibility seriously.  Learn more here!

Want to see info on our benefits?  Learn more here.

Why LPL? 

At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

We are one team on one mission. We take care of our advisors, so they can take care of their clients.

Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees.We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work.

Want to hear from our employees on what it’s like to work at LPL?  Watch this!

We take social responsibility seriously. Learn more here

Want to see info on our benefits?  Learn more here

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (800) 877-7210.

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